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Blue Sky Law Basics for Paralegals

OnDemand Webinar (86 minutes)

Ensure blue sky compliance by gaining the necessary skills you need to completely and accurately file.

Blue sky compliance is not just about filling out a form. Blue sky compliance requires the skill set to be able to recognize and understand the issues, research the complexities involved, obtain all relevant factual information from a variety of sources, compile all such information, and to accurately and completely prepare and file any and all requisite filings within a relatively short prescribed time period. Any missteps, including not properly recognizing and analyzing the issues, can have draconian effects. This topic will help you when dealing with securities matters, to understand the blue sky laws, the complexities involved, and to assist you in acquiring the requisite skill set to ensure blue sky compliance.


Alan H. Aronson, Akerman LLP


What Is Blue Sky?

• Federal and State Regulation of Securities Laws

• Federal Pre-Emption

Blue Sky Analysis/Research

• Starting Points

• Questions to Ask

• How to Research

Reg D Offerings

• How to Complete Form D

• Filing Pointers

• Common Pitfalls

Blue Sky Issues

• Private and Public Offerings

• Broker-Dealers/Advisers

• Rescission Rights