Register Online - Add to Cart
Product ID: 404936EAU
Credit & Course Provided by:

Document Retention and Destruction Policies for Financial Institutions

OnDemand Webinar (86 minutes)

Gain a better understanding of legal and regulatory requirements and practical considerations for both electronic and paper document retention and destruction.Financial institutions are subject to an array of statutory, common law and other obligations to preserve documents. Given the size of many financial institutions and the complex regulations governing them, financial institutions are acutely sensitive to the costs, burdens, challenges and pitfalls associated with document preservation and destruction. This topic helps internal and external counsel for financial institutions to understand the obligations they face, and the best practices for creating cost-effective and efficient document retention and destruction policies. This information is critical for any financial institution, especially those that are considering making changes to their policies, implementing new document related software, or engaging in litigation.


Manny Caixeiro, Dentons Timothy Carroll, Dentons


How to Identify Your Institution's Document Retention and Destruction Obligations

• Statutory Requirements

• Common Law Requirements

• Other Considerations

How to Navigate Challenges Associated With Document Retention and Destruction Policies

• What Can Go Wrong

• Best Practices

How to Create and Implement Effective Document Retention and Destruction Policies

• Making Effective Use of Internal Resources and Outside Counsel

• Examples of Effective and Ineffective Policy Language